DOL Articles

SSN President & CEO, Wade Wilkinson, Published on ThinkAdvisor.com

We are proud to have an article written by Wade Wilkinson, President & CEO of Securities Service Network, published on ThinkAdvisor.com. The article "Top 3 Ways BDs Can Help FAs with DOL-Related Platform Shifts" focuses on three ways broker dealers can best help...

DOL Digest May 22, 2017

IRA Rollovers from an ERISA Plan The DOL fiduciary rule will significantly change the information needed for IRA rollovers and the client disclosure documents when the rule takes effect June. 9. Securities Service Network will be updating its IRA rollover processes to...

DOL Digest May 8, 2017

What the DOL Rule Delay Means for Our Advisors As we communicated on April 5, the Department of Labor has delayed implementation of its fiduciary rule until June 9, with some aspects delayed until Jan. 1, 2018. At this time, we do not have any indication that the June...

DOL Digest March 22, 2017

Anticipated Commission Product Changes If DOL Fiduciary Rule Not Delayed As you know, there is a great amount of uncertainty surrounding the rule. Based upon direction from the Trump administration, the DOL has proposed a 60-day delay to the April 10 applicability...

DOL Digest March 22, 2017

Anticipated Commission Product Changes If DOL Fiduciary Rule Not Delayed As you know, there is a great amount of...