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SECURITIES SERVICE NETWORK SERVICES

Great customer service is far and away the most important benefit that any broker/dealer can provide an independent professional in the financial services community. Securities Service Network’s team of employees pull together every day
to provide you with responsive and friendly back office support. Our staff members are specifically trained to promptly handle all your inquiries with quick and easy access to home office support. Our employees receive cross training throughout the year to equip them with the knowledge and skills necessary to deliver extraordinary services to our customer.

We approach each service-related issue with the same sense of urgency that you have. We have one of the highest employees rep ratio in the industry with a personalized level of support not often found in other broker/dealers. SSN will provide you with one of the most automated transition programs in the industry with a dedicated team of professionals right beside you all the way.

Our advanced technology will continue to streamline the day-to-day management of your practice and provide you with
professional development support. We offer you the best combination of Service, Technology and Payout available among
independent broker/dealers today.

At SSN we believe you not only need a quality product line to succeed, but also superior customer support. SSN takes personalization and timely help very seriously when it comes to our commitment to representatives. Below is a list of some of the services that SSN provides it representatives.

Clearing And Execution
Brokerage accounts are carried by National Financial Services LLC, a Fidelity® Investments Company; or Pershing, LLC. Both are members of the Securities Investor Protection Corporation (SIPC) and the New York Stock Exchange (NYSE).

Retirement Plans
We offer a wide selection of funding vehicles for all of your retirement planning needs, including Roth IRAs, the Savings Incentive Match Plan (SIMPLE), Individual Retirement Plans (IRAs), and Simplified Employee Pension Plans (SEPs). Profit Sharing and Money Purchase Plans for individuals and corporations are provided through carefully selected third party trustees with competitive fee structures.

Consolidated Account Statements
If you choose to open a brokerage account, you will receive an easy-to-read, consolidated statement of all your investments, with positions in your account grouped by investment type. When there is activity in your account, you will receive a monthly statement reflecting all transactions. You may also choose to have your accounts held at the various investment companies and receive an individual statement from each company.

Customer Protection
Customer accounts maintained with NFS and Pershing are protected up to $100 million, including SIPC coverage of $500,000 (cash claims limited to $100,000), and $99.5 million in additional account coverage.

Computer Technology
With SSN, representatives have the ability to place trades online, receive online quotes, view customer account information as well as their own, request checks, and much more.