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INVESTMENT ADVISOR SERVICES

Strategic Resource Management (SRM) Program was created specifically for the Investment Advisor. It gives customers a chance to invest in a vast array of mutual funds without incurring fees. This program will allow you to attract more of your customers assets into consolidated, inexpensive, and comprehensive mutual fund advisory based accounts.

As A Registered Investment Advisor, How Can The SRM Program Help My Business Grow?

There are numerous benefits of the SRM Program for the RIA.

  • The opportunity to transact up to 25 mutual fund trades per account each year without incurring a ticket charge comprised by the following:
  • 10 buy/sells total.
  • 15 exchanges total.
  • Select from over 2,700 mutual funds including all the funds currently available at Fidelity Investment Advisor Group (F.I.A.G). This is more than twice the funds available through Schwabs OneSource Program.
  • Rebalance your portfolios within the same family of mutual funds.
  • Allows unlimited systematic contributions or dollar cost averaging at no cost to you or your customer.
  • Will allow you to consolidate all of your managed assets and commission only accounts on a single combined platform.
  • One website to access all of your account information and one download to accommodate your portfolio performance softwar

Will My Customers Receive A Consolidated Statement?

Yes, the SRM program is ideal if you wish to consolidate all of your advisory based mutual fund assets into one monthly statement.

For example, advisory accounts currently held at Schwab, FIAG or Waterhouse can now be introduced through SSN and placed at NFS to coincide with your commission based accounts already there! You have the ability to combine all mutual fund assets currently held directly at the fund companies into one consolidated statement for every client!

What Sets This Program Apart From Advisory Services Offered By Other Independent Brokerage Firms Across The Country?

SSN is the only one that pays 100% of your advisory fees with no override!

Will The SRM Program Offer Advanced Software?

Fidelity Brokerage Group's Advisor Channel Software combines the functionality of website downloading and trading components along with many new powerful features.

  • Block trading capability.
  • New report writing capabilities include : account summary, transaction detail and cash ledger.
  • Cost-basis information for mutual fund positions.
  • Easy interface to portfolio performance software programs like Centerpiece, Captool, and DB Cams.
  • Direct order entry.
  • Portfolio modeling and rebalancing.
  • Ability to access customer monthly statements online via Streetscape.
  • Ability to access customer 1099s online via Streetscape.
  • Automatic download of daily customer activity.
  • Plaid Brothers System coming soon! A portfolio performance software that consolidates each clients NFSC statements under one social security number.
  • A Revolutionary "house-holding" tool for complete consolidation of each of your customers statements

What Are The Available Funds In The SRM Program?

The list of currently available funds can be found in the SRM PRODUCT LIST. This list is extensive and requires Adobe Acrobat Reader to view.

 

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